| | Summary of the US SEC's ABS Rule Change Proposal, Mayer Brown LLP (4/21/2010) |
| | FDIC Board Approves NPR Regarding Safe Harbor Protection for Securitizations, Federal Deposit Insurance Corporation (FDIC) (5/11/2010) |
| | FASB proposes to defer Statement 167 for asset management funds, Ernst & Young LLP (11/11/2009) |
| | SEC and CFTC Issue Joint Report on Regulatory Harmonization, U.S. Securities & Exchange Commission (10/16/2009) |
| | A Joint Report of the SEC and the CFTC on Harmonization of Regulation, U.S. Securities & Exchange Commission (10/16/2009) |
| | SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency, U.S. Securities & Exchange Commission (7/27/2009) |
| | Administration's Regulatory Reform Agenda Moves Forward, U.S. Department of the Treasury (7/22/2009) |
| | Financial Markets Regulation: Financial Crisis Highlights Need to Improve Oversight of Leverage at Financial Institutions and across System
( United States Government Accountability Office ) (7/22/2009) |
| | Basel II capital framework enhancements announced by the Basel Committee, Basel Committee on Banking Supervision (7/13/2009) |
| | CESR recommends the Commission to introduce a mandatory trade transparency regime for non-equity markets, Committee of European Securities Regulators (7/10/2009) |
| | Transparency is the New Gold Standard, US Wealth Managers Must Redefine Role to Regain Trust in Current Environment, RiskCenter.com (6/30/2009) |
| | U.S. Treasury Department Releases Financial Regulatory Reform: A New Foundation Report, U.S. Department of the Treasury (6/17/2009) |
| | ASF Endorses Importance of Securitization Reform in Treasury's Stability Plan, American Securitization Forum (6/17/2009) |
| | IFRS Outlook : Insights on International GAAP, Ernst & Young LLP (6/15/2009) |
| | FASB Accounting Standards Codification(TM) to Officially Launch on July 1, 2009, Financial Accounting Standards Board (FASB) (6/3/2009) |
| | Treasury Proposes Legislation for Resolution Authority, U.S. Department of the Treasury (3/25/2009) |
| | FINRA Proposes Pilot Program for Margining Credit Default Swaps
( FINRA - Financial Industry Regulatory Authority ) (3/18/2009) |
| | Transparency of Corporate Bond, Structured Finance Product and Credit Derivatives Markets, European Securitisation Forum (2/24/2009) |
| | Basel Committee Issues Risk-Based Capital Proposals Responding to Market Crisis, Mayer Brown LLP (2/18/2009) |
| | SEC Comment Letters on Domestic Registrants: A Closer Look. Second Edition, Deloitte & Touche LLP (2/2/2009) |
| | Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
( United States Government Accountability Office ) (1/21/2009) |
| | TARP Reform and Accountability Act of 2009
( House Financial Services Committee, US Congress ) (1/9/2009) |
| | NASAA Outlines Core Principles for Regulatory Reform in Financial Services
( The North American Securities Administrators Association ) (11/19/2008) |
| | President's Working Group on Financial Markets issued its policy statement update, U.S. Department of the Treasury (10/10/2008) |
| | Board announces creation of the Commercial Paper Funding Facility (CPFF) to help provide liquidity to term funding markets, Board of Governors of the Federal Reserve System (10/7/2008) |
| | SEC Announces Successor to EDGAR Database, U.S. Securities & Exchange Commission (8/19/2008) |
| | Final Report of the Advisory Committee on Improvements to Financial Reporting to the United States Securities and Exchange Commission, U.S. Securities & Exchange Commission (8/1/2008) |
| | Federal Reserve proposes rules to prohibit unfair practices regarding credit cards and overdraft services, Board of Governors of the Federal Reserve System (5/2/2008) |
| | OFHEO Issues Examination Guidance on Fair Value Option, FAS 159
( Office of Federal Housing Enterprise Oversight ) (4/21/2008) |
| | ASF Issues Guidelines for Subprime Mortgage Loan Modifications, American Securitization Forum (6/5/2007) |
| | Hedge Fund Regulation and Why it's Being Ignored, RiskCenter.com (5/25/2007) |
| | Financial Services Issue Briefing: Information and Technology Governance, Risk and Compliance, Deloitte & Touche LLP (5/9/2007) |
| | Interagency Statement on Sound Practices Concerning Elevated Risk Complex Structured Finance Activities, Board of Governors of the Federal Reserve System (4/17/2007) |
| | SIA-BMA Merger Approved by Members, SIFMA Transition Begins, The Bond Market Association (7/27/2006) |
| | SEC Moves Forward on Sarbanes-Oxley 404 Improvements, U.S. Securities & Exchange Commission (7/11/2006) |
| | Enhancing Corporate Governance For Banking Organizations, Bank for International Settlements (BIS) (2/14/2006) |
| | Clarification of the Application of Paragraphs 40(b) and 40(c) of FASB Statement No. 140, Financial Accounting Standards Board (FASB) (11/9/2005) |
| | Basel II : Bottom-Line Impact on Securitization Markets, Fitch Ratings (9/14/2005) |
| | Securities Offering Reform Transition Questions and Answers, U.S. Securities & Exchange Commission (9/13/2005) |
| | Banks Slow in Making Progress Toward Basel II Compliance, RiskCenter.com (9/1/2005) |
| | FASB Issues Revised Exposure Draft on Accounting for Transfers of Financial Assets, Financial Accounting Standards Board (FASB) (8/11/2005) |
| | Supervisory Guidance on the Eligibility of Asset-Backed Commercial Paper Liquidity Facilities and the Resulting Risk-Based Capital Treatment, Federal Deposit Insurance Corporation (FDIC) (8/4/2005) |
| | Banks Slow in Making Progress Toward Basel II Compliance, RiskCenter.com (7/26/2005) |
| | Impacts of BASEL II Capital Standards on U.S. Mortgage Rates and Mortgage Securitization, Federal Reserve Board (4/12/2005) |
| | Analysts Concerned About Potential Negative Impact of Sarbanes-Oxley, RiskCenter.com (3/31/2005) |
| | The Bond Market Association and the A.S.F. Applaud the Responsible Lending Act, American Securitization Forum (3/15/2005) |
| | Banks Face Added Risks in a Tough New Regulatory Arena, RiskCenter.com (2/25/2005) |
| | Sarbanes-Oxley Section 404: The 'Section' of Unintended Consequences and Its Impact on Small Business, American Electronics Association (2/11/2005) |
| | Crunch time for Sarbanes-Oxley, RiskCenter.com (2/10/2005) |
| | Operations Risk - Basel II Driving IT Investments, RiskCenter.com (1/20/2005) |
| | Proposed Rule: Fair Administration and Governance of Self-Regulatory Organizations, U.S. Securities & Exchange Commission (1/11/2005) |
| | Sarbanes-Oxley Corporate Reform Measure Under Attack, RiskCenter.com (1/5/2005) |
| | Treasury Announces Successful Privatization of Sallie Mae, U.S. Department of the Treasury (12/29/2004) |
| | Rethinking the Disclosure Paradigm in a World of Complexity
( Reprinted with permission from author ) , Steven L. Schwarcz, Duke University Global Capital Markets Center (9/15/2004) |
| | SEC Proposal Prompts Barrage of Responses, Asset Backed Alert, Harrison Scott Publications Inc. (7/16/2004) |
| | Securitization Post-Enron
( Reprinted with permissions from the author and Cardozo Law Review ) , Steven L. Schwarcz, Duke University Global Capital Markets Center (4/30/2004) |
| | Securitization Post-Enron (Submission Draft), Steven L. Schwarcz, Duke University Global Capital Markets Center (10/23/2003) |
| | Electronic Filing and Website Posting of All Section 16 Reports, Mayer Brown LLP (5/30/2003) |
| | Improper Influence on Conduct of Audits, Mayer Brown LLP (5/30/2003) |
| | Dramatic changes
( This article originally appears in the May 2003 issue of Accountancy magazine and is republished here by permission. ) , Michael L. Hermsen, Philip J. Niehoff, Mark R. Uhrynuk, Mayer Brown LLP (5/1/2003) |
| | ASF Adopts Recommended Monthly Investor Report Template for Multi-Seller Conduits; Revised SEC Sarbanes-Oxley Asset-Backed Guidance Strikes a Workable Compromise, American Securitization Forum (4/30/2003) |
| | Basel Committee comment letter to International Auditing and Assurance Standards Board, Bank for International Settlements (BIS) (4/16/2003) |
| | DOJ Reaffirms And Expands Aggressive Corporate Cooperation Guidelines, Richard Ben-Veniste, Lee H. Rubin, Mayer Brown LLP (4/4/2003) |
| | SEC Adopts New Rules on Auditor Independence Pursuant to the Sarbanes-Oxley Act, Mayer Brown LLP (3/11/2003) |
| | Disclosure in MD&A about Off-Balance Sheet Arrangements and Aggregate Contractual Obligations, Mayer Brown LLP (3/11/2003) |
| | SEC Adopts Rules on Use of Non-GAAP Financial Measures and Earnings Releases (Securities Update), Mayer Brown LLP (2/19/2003) |
| | SEC Adopts Final Rules Requiring Disclosure of Audit Committee Financial Experts Pursuant to the Sarbanes-Oxley Act, Mayer Brown LLP (1/29/2003) |
| | Disclosure of Codes of Ethics for Senior Officers, Mayer Brown LLP (1/29/2003) |
| | SEC Adopts Rules Implementing Sarbanes-Oxley Blackout Period Trading Restrictions, Mayer Brown LLP (1/28/2003) |
| | US - State Securities Regulators Endorse Uniform Securities Act (2002), RiskCenter.com (1/7/2003) |
| | Financial Services Industry Accounting And Disclosure Need To Better Reflect Business And Risk Dynamics, RiskCenter.com (1/6/2003) |
| | Senate Report Attacks Structured Finance, Nomura Securities International, Inc. (1/6/2003) |
| | SEC Issues Proposed Rules Implementing Certain Provisions of the Sarbanes-Oxley Act of 2002, PricewaterhouseCoopers LLP -- Structured Finance Group (12/23/2002) |
| | Financial Accounting: Does It Add Up? (Commercial Lending Review), Joseph V. Rizzi, ABN AMRO (9/1/2002) |
| | Off-Balance Sheet Update, Nomura Securities International, Inc. (7/31/2002) |
| | Accounting vs. Reality: Can We Handle the Truth?, Nomura Securities International, Inc. (3/15/2002) |
| | Thirty Years Later Securitization Is Still Good for America, Nomura Securities International, Inc. (3/15/2002) |
| | The Evolution of U.S. Corporate Governance: We are All Henry Kravis Now, Steven Kaplan, Chicago GSB -- University of Chicago Graduate School of Business (9/2/2000) |
| | Top Executive Rewards and Firm Performance: A Comparison of Japan and the U.S., Steven Kaplan, Chicago GSB -- University of Chicago Graduate School of Business (9/2/2000) |
