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Knowledge Bank > Legal > Eligibility of Investment
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  • US Department Of The Treasury Public-Private Investment Program: Opportunities, Issues and Considerations for Fund Sponsors and Investors, Mayer Brown LLP (4/8/2009)
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  • Proposed Law Would Require SEC Registration and Filings, and Anti-Money Laundering Procedures for Certain Private Investment Funds (and Possibly SEC Registration for their Advisers), Mayer Brown LLP (2/5/2009)
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  • Accounting Considerations for Settlement Agreements Related to Auction Rate Securities, Deloitte & Touche LLP (10/2/2008)
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  • Securities Enforcement & Investigations Update: SEC Signs First Mutual Recognition Agreement With Australian Authorities, Mayer Brown LLP (8/28/2008)
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  • SEC Proposes Roadmap Toward Global Accounting Standards to Help Investors Compare Financial Information More Easily, U.S. Securities & Exchange Commission (8/27/2008)
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  • SEC Facilitates Exit from US Securities Regulation by Non-US Issuers, Mayer Brown LLP (7/9/2007)
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  • U.S. Equity Markets for Foreign Issuers: Public Offerings and Rule 144A Placements of American Depositary Receipts, Mayer Brown LLP (4/5/2007)
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  • Termination of a Foreign Private Issuer's Registration of a Class of Securities Under the Exchange Act, U.S. Securities & Exchange Commission (3/28/2007)
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  • Common Approach to Private Pools of Capital Guidance on hedge fund issues focuses on systemic risk, investor protection, U.S. Department of the Treasury (2/22/2007)
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  • Disclosure Regarding Portfolio Managers of Registered Management Investment Companies, U.S. Securities & Exchange Commission (8/23/2004)
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  • Over-The-Counter And Exchange-Traded Transactions Effected By Foreign Banks, Brokers and Dealers With U.S. Customers And Counterparties, Kenneth M. Rosenzweig, Mayer Brown LLP (4/22/2004)
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  • Federal Reserve Issues Final Rule to Regulate Transactions Between Banks and Their Afilliates; Regulatory Guidance on Business Continuity Planning; Dept. Of Labor Amends ERISA Underwriter Exemptions: USA Patriot Act Developments, Mayer Brown LLP (12/1/2002)
     

     

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